Abstract
   Allogeneic cellular immunotherapy exhibits promising efficacy for
   cancer treatment, but donor cell rejection remains a major barrier.
   Here, we systematically evaluate human leukocyte antigens (HLA) and
   immune checkpoints PD-L1, HLA-E, and CD47 in the rejection of
   allogeneic NK cells and identify CD8^+ T cells as the dominant cell
   type mediating allorejection. We demonstrate that a single gene
   construct that combines an shRNA that selectively interferes with HLA
   class I but not HLA-E expression, a chimeric antigen receptor (CAR),
   and PD-L1 or single-chain HLA-E (SCE) enables the one-step construction
   of allogeneic CAR-NK cells that evade host-mediated rejection both in
   vitro and in a xenograft mouse model. Furthermore, CAR-NK cells
   overexpressing PD-L1 or SCE effectively kill tumor cells through the
   upregulation of cytotoxic genes and reduced exhaustion and exhibit a
   favorable safety profile due to the decreased production of
   inflammatory cytokines involved in cytokine release syndrome. Thus, our
   approach represents a promising strategy in enabling “off-the-shelf”
   allogeneic cellular immunotherapies.
   Subject terms: Cancer immunotherapy, Synthetic biology, Cancer therapy
     __________________________________________________________________
   The use of donor-derived CAR-NK cells is limited by CD8 T cell-mediated
   allorejection. Here, the authors describe a one-step approach, based on
   selective HLA knockdown and overexpression of PD-L1, that allows
   allogeneic modified CAR-NK cells to escape rejection by the host immune
   system while exhibiting enhanced anti-tumor activity and safety in
   preclinical mouse models.
Introduction
   The recent approvals of CD19 and BCMA targeting chimeric antigen
   receptor (CAR)-T cell therapies are significant breakthroughs in the
   field of cancer immunotherapy and have stimulated the development of
   genetically modified cell therapies for both hematological malignancies
   and solid tumors^[54]1–[55]3. To date, all six approved CAR-T cell
   therapies use patients’ own (autologous) T cells^[56]2. However,
   autologous CAR cell therapies have major drawbacks, including high cost
   and relatively long vein-to-vein time due to individualized
   manufacturing^[57]4,[58]5 and low quality and/or quantity of source
   immune cells due to prolonged exposure to immunosuppressive tumor
   microenvironment and multiple lines of previous cytotoxic
   treatment^[59]5,[60]6. Expressing CARs in healthy donor T cells could
   potentially overcome these drawbacks; however, the rejection of
   allogeneic CAR cells by the host immune system and the potential to
   cause graft versus host disease (GVHD) with allogeneic CAR-T cells
   remain major challenges^[61]7–[62]9. Unlike T cells, natural killer
   (NK) cells do not mediate GVHD, making them attractive for allogeneic
   CAR approaches^[63]10–[64]13. The use of allogeneic off-the-shelf
   umbilical cord blood (UCB)-derived CAR-NK cells has been very safe and
   associated with promising efficacy in early clinical
   trials^[65]14,[66]15. However, allogeneic CAR-NK cells can be
   recognized and rapidly rejected by the recipient’s immune system.
   Allo-rejection is primarily mediated by CD8^+ T cells through T cell
   receptor (TCR) recognition of peptide-major histocompatibility
   complexes (pMHC)^[67]16. To avoid allo-rejection by T cells, the
   standard approach is to suppress MHC expression in allogeneic cells by
   either CRISPR-mediated knockout or shRNA-mediated knockdown of
   transporter associated with antigen processing (TAP) or
   β2-microglobulin (B2M)^[68]17–[69]19, the common light chain for both
   the classical MHC class I molecules, such as human leukocyte antigen
   (HLA)-A, B, and C, and the nonclassical MHC class I molecules, such as
   HLA-E and HLA-G^[70]20,[71]21. However, the general suppression of pMHC
   expression, including HLA-E, in allogeneic NK cells makes them
   susceptible to the host NK cell-mediated killing due to the lack of
   NKG2A-mediated inhibition^[72]22–[73]24. Thus, additional modifications
   of allogeneic NK cells are needed to overcome host NK cell-mediated
   rejection.
   The use of immune checkpoint inhibitors has significantly improved
   cancer treatment, enabling the possibility of long-term survival of
   patients with metastatic tumors^[74]25–[75]27. Recently, immune
   checkpoints, including PD-L1, HLA-E, and CD47, have been overexpressed
   in immune and non-immune cells to prevent their rejection and allow
   longer persistence after adoptive transfer in an allogeneic
   setting^[76]28–[77]32. Although PD-L1 is best known as a checkpoint for
   T cells, PD-L1 expression is induced in activated NK cells and has been
   associated with improved tumor control and trafficking^[78]33,[79]34.
   HLA-E is the ligand for the inhibitory receptor NKG2A, which is
   expressed by NK cells and a subset of CD8^+ T cells, and the
   HLA-E/NKG2A axis contribute to immune escape in several
   malignancies^[80]3,[81]35,[82]36. CD47 is best known as a checkpoint
   for macrophages, which can mediate allo-rejection through
   phagocytosis^[83]37. Whether the expression of PD-L1, HLA-E, and CD47
   can inhibit allo-rejection of CAR-NK cells, especially following
   knockout or knockdown of pMHC expression, has not been systematically
   evaluated.
   Here, we comprehensively evaluate the effects of combining the
   suppression of pMHC expression with exogenous expressions of PD-L1
   and/or HLA-E in overcoming the rejection of allogeneic CAR-NK cells by
   both host T and NK cells. We identify a shRNA that knocks down human
   HLA-A, HLA-B, and HLA-C (collectively referred to as HLA-ABC)
   expression without decreasing the expression of human HLA-E, and show
   that knockdown of HLA-ABC leads to a significant abrogation of host
   CD8^+ T cell- and NK cell-mediated rejection. A combination of
   shRNA-mediated HLA-ABC knockdown and exogenous expression of PD-L1
   and/or HLA-E in NK cells dramatically reduces allo-rejection by the
   host immune system in vitro and in vivo. Furthermore, we integrate the
   shRNA, PD-L1, or single-chain HLA-E (SCE) and a CAR construct into the
   same lentivector for one-step construction of allogeneic CAR-NK cells,
   without needing multiple steps of genetic modifications. We show that
   these allogeneic CAR-NK cells effectively control tumor growth, evade
   allo-rejection by host T and NK cells, and exhibit a better safety
   profile in vivo. Unexpectedly, exogenous PD-L1 and HLA-E expression
   significantly enhances the anti-tumor activity of NK and CAR-NK cells,
   likely due to reduced exhaustion and the upregulation of genes involved
   in cytotoxicity and proliferation. We believe our approach could also
   be applied to other allogeneic cell-based products and can aid the
   design of “off-the-shelf” allogeneic therapies.
Results
Identification of a potent shRNA for specific knockdown of HLA-ABC without
affecting HLA-E expression
   To develop allogeneic CAR-NK cells that can escape rejection by host T
   cells, NK cells, and macrophages, we used a tiered approach
   (Supplementary Fig. [84]1). We first developed shRNA to knockdown
   HLA-ABC to suppress T cell-mediated rejection as well as to easily
   integrate the shRNA into the same CAR lentivector for one-step
   construction of allogeneic CAR-NK cells. We then evaluated expression
   of HLA-E and/or PD-L1 to further suppress rejection of allogeneic NK
   cells by host T and NK cells. Interestingly, human peripheral blood NK
   cells expressed a high level of CD47, and the majority of them also
   expressed SIRPα (Supplementary Fig. [85]2a, b). Over-expression of CD47
   in K562 cells, a human lymphoblast cell line with no expression of
   HLA-ABC and HLA-E, significantly inhibited killing by human NK cells
   (Supplementary Fig. [86]2c, d), suggesting a significant role of
   CD47-SIRPα interaction in inhibiting cytotoxicity of NK cells.
   We targeted multiple genes to knock down HLA-ABC by RNA interference,
   including the HLA-ABC heavy chain, B2M, and TAP1 and TAP2. To
   specifically knock down HLA-ABC without affecting HLA-E, we aligned the
   coding sequences of 119 most prevalent classical HLA class I alleles
   across global populations (Supplementary Fig. [87]3a), including 38
   HLA-A alleles, 56 HLA-B alleles, 25 HLA-C alleles, as well as two
   nonclassical HLA-E alleles (E*01:01 and E*01:03), and designed shRNAs
   that had no more than one mismatch with HLA-ABC alleles but had at
   least two mismatches with HLA-E alleles (Supplementary Fig. [88]3b–f).
   We constructed lentivectors expressing shRNAs under the control of the
   U6 promoter, transduced human Jurkat T cells, and assayed HLA-ABC
   expression by flow cytometry 48 h later. Among the 15 shRNAs tested,
   shRNA #1 and #2 (targeting HLA-ABC heavy chain), #13 and #14 (targeting
   B2M) were most potent in inhibiting surface HLA-ABC expression
   (Supplementary Fig. [89]4). These four shRNAs also significantly
   knocked down surface HLA-ABC expression in NK cells from four donors
   (Fig. [90]1a, b). Due to their high potency, shRNA #1 and #13 were used
   in the subsequent studies.
Fig. 1. HLA-ABC-reduced allogeneic NK cells evade killing by host CD8^+ T
cells.
   [91]Fig. 1
   [92]Open in a new tab
   a, b Comparison of HLA-ABC knockdown in human NK cells by shRNA #1, #2,
   #13, and #14. Shown are representative flow histograms showing
   knockdown of surface HLA-ABC expression in NK cells from one donor (a)
   and summary of HLA-ABC MFI on NK cells from four donors (b). Data in
   (b) are mean ± s.d. (n = 4). Statistical comparisons are between the
   indicated samples and the control. c shRNA #1 reduces surface HLA-A*02
   expression in human NK cells. The black and red histograms show
   untransduced and transduced NK cells stained with anti-HLA-A*02
   antibody, respectively. The numbers indicate MFI. d, e shRNA #1 does
   not inhibit surface HLA-E expression. Jurkat T cells with or without
   (control) IFNγ stimulation were transduced with lentivectors expressing
   either shRNA #1 or #13 and stained for HLA-E 48 h post-transduction.
   Representative flow histograms (d) and summary of MFI of HLA-E (e).
   Data in (e) (mean ± s.d.) shows one of three representative data in
   four technical replicates. f shRNA #1 does not inhibit surface HLA-E
   expression in K562 cells stably expressing SCE. Shown are
   representative flow histograms comparing HLA-E levels in parental K562
   cells (control) and K562 cells stably expressing SCE without (black) or
   with expression of shRNA #1 (red) or #13 (green). g Experimental
   protocol of T cell and NK cell killing of allogeneic NK cells. h
   HLA-ABC-reduced allogeneic NK cells evade host CD8^+ T cell killing. i
   HLA-ABC-reduced allogeneic NK cells are sensitive to host NK cell
   killing when CD47-SIRPα axis is abrogated. Data in (h and i) are
   mean ± s.d. from three independent experiments with 7 (h) or 6 (i)
   independent healthy donors each in three technical replicates. Each
   circle represents on donor. Two-way ANOVA with Tukey’s multiple
   comparisons was performed between different groups to determine the
   statistical difference. The p-values are shown for the indicated
   comparisons. Figure 1g is created in Biorender.
   shRNA #1 has one nucleotide mismatch with the prevalent HLA-A*02
   alleles and two nucleotide mismatches with HLA-E alleles (Supplementary
   Fig. [93]3). To investigate if shRNA #1 is still effective to knock
   down HLA-A*02 expression, we isolated NK cells from HLA-A*02^+ donors,
   transduced them with lentivector expressing shRNA #1, and assayed
   HLA-A*02 expression by flow cytometry. Compared to untransduced NK
   cells, HLA-A*02 expression was reduced by ~13-fold in transduced NK
   cells (Fig. [94]1c), demonstrating effective knockdown of HLA-A*02
   expression by shRNA #1 despite one nucleotide mismatch.
   We also determined whether shRNA #1 interferes with HLA-E expression.
   IFNγ treatment of Jurkat T cells significantly induced HLA-E expression
   as indicated by an increase in MFI from 510 to 980 (Fig. [95]1d, e).
   Expression of shRNA #1 in Jurkat T cells did not significantly reduce
   the IFNγ-induced surface HLA-E expression, whereas shRNA #13, which
   targets B2M, completely inhibited the IFNγ-induced surface HLA-E
   expression. Alternatively, we constructed a SCE where HLA-E*01:03 heavy
   chain, B2M, and the peptide from the HLA-G leader sequence were
   connected by two linkers into a single polypeptide (see Supplementary
   Fig. [96]7a, b). Transduction with the lentivector expressing SCE into
   K562 cells led to a high level of HLA-E expression (Fig. [97]1f), which
   was not reduced by shRNA #1 but reduced by shRNA #13. These results
   show that shRNA #1 and #13 can potently knock down surface HLA-ABC
   expression, and shRNA #1 specifically knocks down surface HLA-ABC
   expression without affecting HLA-E expression.
HLA-ABC-reduced allogeneic NK cells can evade killing by host CD8^+ T cells
   We investigated whether surface HLA-ABC-reduced allogeneic NK cells can
   evade killing by host CD8^+ T cells and NK cells. Purified NK cells
   were transduced with lentivector expressing shRNA #1 or shRNA #13, and
   HLA-ABC-reduced NK cells were purified by cell sorting (based on
   reduced HLA-ABC expression), expanded and used as targets for host
   CD8^+ T cell and NK cell-mediated killing. CD8^+ T cells from
   HLA-mismatched donors were first primed with mitomycin C-pretreated
   allogeneic NK cells (with normal HLA-ABC expression) in the presence of
   IL-2 for 7 days. The primed CD8^+ T cells were then cocultured with
   prelabeled allogeneic NK cells with either normal or reduced HLA-ABC
   expression overnight at E:T ratios of 0, 1, 10, 20, and 50, and the
   lysis of allogeneic NK cells was determined by flow cytometry
   (Fig. [98]1g). As shown in Fig. [99]1h, CD8^+ T cells killed allogeneic
   NK cells with normal HLA-ABC expression in a dosage-dependent manner,
   reaching 80% killing at E:T ratio of 50. In contrast, CD8^+ T cell
   killing of allogeneic NK cells with reduced HLA-ABC expression was
   reduced to ~10% at E:T ratio of 50. Primed CD4^+ T cells did not kill
   allogeneic NK cells appreciably (Supplementary Fig. [100]5).
   To test whether surface HLA-ABC-reduced allogeneic NK cells are
   sensitive to host NK cell killing, we cocultured NK cells with
   prelabeled allogeneic NK cells with either normal or reduced HLA-ABC
   expression at E:T ratios of 0, 5, and 10 (Fig. [101]1g). Because NK
   cells express high levels of both CD47 and SIRPα, whose interaction
   blocks NK cell killing (Supplementary Fig. [102]2), anti-CD47 antibody
   and human FcR blocking antibodies were added into the coculture to
   inhibit CD47-SIRPα axis and antibody-dependent cellular cytotoxicity.
   Allogeneic NK cells with normal HLA-ABC expression were not killed
   appreciably, whereas allogeneic NK cells with reduced HLA-ABC
   expression were killed in a dose-dependent manner, reaching ~40% at E:T
   ratio of 10 (Fig. [103]1i). Together, these results show that the
   knockdown of HLA-ABC expression in allogeneic human NK cells by both
   shRNA #1 and #13 enables them to evade CD8^+ T cell killing but
   sensitizes them to NK cell killing when CD47-SIRPα interaction is
   blocked.
Exogenous expression of PD-L1 in allogeneic NK cells moderately inhibits host
T cell responses
   We determined the effect of PD-1-PD-L1 interaction on T cell responses
   to allogeneic NK cells (Fig. [104]2a). NK cells were transduced with
   lentivector expressing PD-L1 and PD-L1^+ NK cells were purified by cell
   sorting and expanded (Fig. [105]2b). CD3^+ T cells were isolated from
   PBMC and cocultured with autologous or allogeneic NK cells with or
   without PD-L1 expression at a ratio of 1:1. CD69 and CD25 expression by
   T cells was measured 12 h post-coculture. Fewer than 10% of T cells
   expressed CD69 when they were cocultured with autologous NK cells with
   or without exogenous PD-L1 expression (Fig. [106]2c and Supplementary
   Fig. [107]6a, b). Between 35% and 46% of T cells were induced to
   express CD69 when they were cocultured with allogeneic NK cells without
   exogenous PD-L1 expression. This percentage was reduced to ~25% when
   cocultured with allogeneic NK cells with exogenous PD-L1 expression
   (Fig. [108]2c). Similarly, <3% T cells expressed CD25 when cocultured
   with autologous NK cells, whereas 11%–15% T cells expressed CD25 when
   cocultured with allogeneic NK cells without exogenous PD-L1 expression
   and the percentage was decreased to ~7% when cocultured with allogeneic
   NK cells with exogenous PD-L1 expression (Fig. [109]2d). T cells did
   not proliferate significantly when cocultured with autologous NK cells
   with or without exogenous PD-L1 expression, whereas 10–18% T cells
   underwent proliferation when cocultured with allogeneic NK cells
   without PD-L1 expression and the percentage was reduced to ~7% when
   cocultured with allogeneic NK cells with PD-L1 expression (Fig. [110]2e
   and Supplementary Fig. [111]6c). When primed CD8^+ T cells were
   cocultured with allogeneic NK cells without exogenous PD-L1 expression
   at the E:T ratios of 10 and 20, ~40% and ~60% of untransduced
   allogeneic NK cells were lysed, respectively, whereas lysis of
   allogeneic NK cells expressing PD-L1 was reduced to ~30% and ~40% at
   E:T ratios of 10 and 20, respectively (Fig. [112]2f). Together, these
   results show that exogenous expression of PD-L1 on allogeneic NK cells
   partially inhibits host T cell responses.
Fig. 2. Exogenous expression of PD-L1 in allogeneic NK cells moderately
inhibits host T cell responses.
   [113]Fig. 2
   [114]Open in a new tab
   a Experimental design for assaying T cell responses to allogeneic NK
   cells with or without exogenous PD-L1 expression. b PD-L1 expression by
   NK cells 48 h following lentivector transduction (left panel) and 7
   days following sorting and expansion (right panel, red histogram).
   Black histogram: untransduced NK cells stained with anti-PD-L1. c, d
   CD3^+ T cells were cocultured with autologous or allogeneic NK cells
   without or with exogenous PD-L1 expression at 1 to 1 ratio. CD69 (c)
   and CD25 (d) expression by T cells were measured at 12 h
   post-coculture. e CD3^+ T cells were labeled with cell tracker CTV and
   cocultured with autologous or allogeneic NK cells without or with
   exogenous PD-L1 expression at 1 to 1 ratio for 5 days. T cell
   proliferation as indicated by CTV dilution was assayed by flow
   cytometry. f CD8^+ T cells were cocultured with prelabeled autologous
   or allogeneic NK cells without or with exogenous PD-L1 expression
   overnight at E:T ratios of 0, 10, and 20. Lysis of NK cells was
   quantified. Data in (c–f) are mean ± s.d. from two independent
   experiments with four healthy donors each in four technical replicates.
   Each dot represents on donor. One-way (c–e) or two-way (f) ANOVA with
   Tukey’s multiple comparisons was performed between different groups to
   determine the statistical difference. P-values are shown as numbers in
   (c–f). Figure 2a is created in Biorender.
Exogenous expression of single-chain HLA-E inhibits the killing of allogeneic
NK cells by host NK cells
   Both NK cells and a fraction of CD8^+ T cells express the CD94:NKG2A
   inhibitory receptor, which recognizes HLA-E as ligand^[115]35,[116]38.
   We investigated whether expression of HLA-E by allogenic NK cells
   inhibits host NK cell responses. Hanson et al. has reported that
   single-chain HLA class I that incorporates HLA class I heavy chain,
   B2M, and the presented peptide into a single polypeptide with two
   linkers (Supplementary Fig. [117]7a), with mutation of tyrosine 84 in
   the wildtype (WT) heavy chain to either alanine (Y84A) or to cysteine
   (Y84C) for better fitting of the peptide into the peptide-binding
   groove (Supplementary Fig. [118]7b)^[119]39. We adopted the same
   approach to express three forms of SCE consisting of the peptide
   derived from the HLA-G leader sequence (VMAPRTLFL), B2M, and
   HLA-E*01:03 heavy chain (Supplementary Fig. [120]7b). Lentivectors
   expressing the SCE variants were used to transduce K562 cells; all
   three SCE variants supported surface HLA-E expression, with SCE Y84C
   showing the highest level of expression (Fig. [121]3a, b) when
   transduced at the same MOI.
Fig. 3. Exogenous expression of single-chain HLA-E inhibits NK cell killing
of allogeneic NK cells.
   [122]Fig. 3
   [123]Open in a new tab
   a Experimental schema (for a–f). b Comparison of HLA-E expression in
   the parental K562 cells (control) and K562 cells that were transduced
   to express SCE WT, SCE Y84A, and SCE Y84C. c, d SCE expression in K562
   cells inhibits NK cell activation. Shown are percentages of CD107a^+
   (c) and IFNγ^+ (d) NK cells following coculture with the indicated K562
   cells. e SCE inhibits NK cell killing of K562 cells. f Comparison of
   SCE presenting different leader peptides in inhibiting NK cell killing.
   Data in (c–f) are mean ± s.d. with 4 technical replicates. Experiments
   were independently repeated for three times. g Schema of NK cell
   responses to HLA-ABC-reduced and SCE expressing allogeneic NK cells.
   Allogeneic NK cells were transduced with lentivector expressing shRNA
   #13 alone or both shRNA #13 and SCE Y84C. Note: shRNA #13 knocks down
   endogenous B2M expression but does not knock down SCE expression
   because B2M nucleotide sequences were codon optimized in SCE and have 5
   mismatches with shRNA #13. Transduced allogeneic NK cells
   (HLA-ABC-reduced or plus SCE) were sorted and expanded. NK cells from
   five different donors were cocultured with allogeneic NK cells with
   normal (control) or reduced HLA-ABC expression (#13), or reduced
   HLA-ABC plus SCE expression (#13 + SCE) for 6 h. h, i Percentages of
   CD107a^+ and IFNγ^+ host NK cells. j Percentages of killing of
   allogeneic NK cells by host NK cells at different E:T ratios in the
   presence of anti-CD47 antibody and Fc blocker. Data in (h–j) are
   mean ± s.d. from two independent experiments with five healthy donors
   each in two technical replicates. One-way (c, d and h, i) or two-way (e
   and j) ANOVA with Tukey’s multiple comparisons was performed between
   different groups to determine the statistical difference. P-values are
   shown as numbers in (c–e, h–j). Figure 3a, g are created in Biorender.
   To evaluate the functionality of SCE variants, purified human NK cells
   were cocultured with K562 cells with or without SCE expression
   (Fig. [124]3a). NK cell degranulation (CD107a), IFNγ expression, and
   lysis of K562 cells were measured 4 h post-coculture. Approximately 55%
   of NK cells were induced to express CD107a following coculture with the
   parental K562 cells (Fig. [125]3c). This percentage was significantly
   reduced to ~35%, ~30%, and ~10% by K562 cells expressing SCE WT, Y84A,
   and Y84C variants, respectively. Similarly, the percentages of IFNγ^+
   NK cells were significantly reduced from ~40% following coculture with
   the parental K562 cells to ~15–30% following coculture with K562 cells
   expressing the SCE variants, with the SCE Y84C showing the most potent
   inhibition (Fig. [126]3d). In addition, human NK cells effectively
   killed the parental K562 cells with increasing E:T ratios
   (Fig. [127]3e), whereas killing of K562 cells was significantly
   inhibited by expression of the SCE variants, especially SCE Y84C (80%
   vs 20% lysis at E:T ratio of 10).
   HLA-E presents peptides derived from the leader sequences of the heavy
   chains of HLA-ABC and HLA-G. Because of amino acid sequence variations
   in the leader sequences, we tested the peptide from HLA-G and 6
   peptides from 13 prevalent HLA-ABC alleles (Supplementary
   Fig. [128]7c). K562 cells were transduced with lentivectors expressing
   SCE Y84C presenting these different peptides, cocultured with human NK
   cells for 4 h at the E:T ratios of 0.5, 1, and 3. Human NK cells
   efficiently lysed the parental K562 cells, reaching ~85% at E:T ratio
   of 3 (Fig. [129]3f). Expression of SCE Y84C presenting different
   peptides all significantly inhibited lysis of the transduced K562
   cells, but SCE presenting the HLA-G peptide was the most potent in
   inhibiting NK cell lysis of K562 cells. Thus, SCE Y84C, presenting the
   HLA-G peptide, was used in all subsequent studies.
   We tested whether SCE Y84C expression could protect HLA-ABC-reduced
   allogeneic NK cells from being killed by host NK cells. We used shRNA
   #13 to knock down HLA-ABC expression because it was more potent than
   shRNA #1, enabling a more stringent killing assay. Allogeneic NK cells
   were transduced with lentivector expressing shRNA #13 or shRNA #13 plus
   SCE Y84C, and the transduced NK cells were purified and expanded
   (Fig. [130]3g). NK cells from five healthy donors were cocultured with
   allogeneic NK cells with normal or reduced HLA-ABC expression, or
   reduced HLA-ABC but exogenous SCE Y84C expression at E:T ratios of 0,
   5, and 10 for 6 h (in the presence of anti-CD47 and Fc blocker
   antibodies). NK cells were not induced to express CD107a and IFNγ
   following coculture with allogeneic NK cells with normal HLA-ABC
   expression, but were significantly induced to express CD107a and IFNγ
   following coculture with HLA-ABC-reduced NK cells (Fig. [131]3h, i).
   Exogenous expression of SCE Y84C in HLA-ABC-reduced NK cells almost
   completely inhibited the induction of CD107a and IFNγ following
   coculture (Fig. [132]3h, i). Similarly, NK cells did not kill
   allogeneic NK cells with normal HLA-ABC expression, but killed
   HLA-ABC-reduced NK cells, whose elimination was completely inhibited by
   exogenous expression of SCE Y84C (Fig. [133]3j). These results show
   that exogenous expression of SCE Y84C inhibits host NK cell killing of
   allogeneic NK cells with reduced HLA-ABC expression.
HLA-ABC-reduced allogeneic NK cells with PD-L1 or SCE overexpression evade
host immune cell killing in vitro
   We tested whether a combination of HLA-ABC knockdown and exogenous
   PD-L1 and/or HLA-E expression inhibits the killing of allogeneic NK
   cells by host T cells and NK cells (Supplementary Fig. [134]8).
   Allogeneic NK cells were transduced with lentivectors expressing shRNA
   #1, shRNA #13, SCE, PD-L1, or various combinations, and the
   downregulation of HLA-ABC, and/or expression of HLA-E or PD-L1 were
   verified (Supplementary Fig. [135]9). The transduced allogeneic NK
   cells were sorted, expanded, and used as targets. Host CD8^+ T cells
   were primed with mitomycin C pretreated untransduced allogeneic NK
   cells (from the same donor as the NK cell target) in the presence of
   IL-2 for 7 days. Primed CD8^+ T cells were then cocultured with labeled
   untransduced (control) or transduced allogeneic NK cells at an E:T
   ratio of 0, 10, and 20 overnight. Untransduced allogenic NK cells were
   efficiently lysed by CD8^+ T cells from two different donors, reaching
   60% lysis at E:T ratio of 20 (Supplementary Fig. [136]10a). Expression
   of PD-L1 or SCE only moderately inhibited CD8^+ T cell killing of
   allogeneic NK cells, with PD-L1 being more effective than SCE (40% vs
   55%). Knockdown of HLA-ABC by shRNA #1 or #13 significantly reduced
   CD8^+ T cell killing of allogeneic NK cells to ~10% at E:T ratio of 20.
   A combination of knockdown of HLA-ABC and SCE and/or PD-L1 expression
   did not further reduce CD8^+ T cell killing of allogeneic NK cells as
   compared to HLA-ABC knockdown alone. In a separate killing assay with
   CD8^+ T cells from four healthy donors, a combination of HLA-ABC
   knockdown by shRNA #1 or shRNA #13 and SCE or PD-L1 overexpression in
   allogeneic NK cells all dramatically inhibited CD8^+ T cell killing of
   allogeneic NK cells (Fig. [137]4a), with the combination with PD-L1
   expression performing significantly better than with SCE expression.
   Thus, HLA-ABC knockdown in allogeneic NK cells is the most important
   for evading host CD8^+ T cell killing in vitro, whereas overexpression
   of PD-L1 and/or SCE is less effective on its own (Fig. [138]4a and
   Supplementary Fig. [139]10a).
Fig. 4. Combination of HLA-ABC reduction and expression of SCE or PD-L1 in
allogeneic NK cells inhibits host T and NK cell responses.
   [140]Fig. 4
   [141]Open in a new tab
   a Host CD8^+ T cell killing of allogeneic NK cells in vitro. b Host NK
   cell killing of allogeneic NK cells in vitro. Data in (a, b) are
   mean ± s.d. from three independent experiments with four healthy donors
   each in 3 technical replicates. Each circle represents one doner. c
   Schematic diagram of the experimental protocol. d, e Relative
   percentages of donor 1 NK cells (red bar), transduced donor 2 NK cells
   (black bar), and untransduced donor 2 NK cells (open bar) among total
   human NK cells before transfer (BT) and day 7, 14, and 21 after
   transfer in the blood (d) or in the tissues day 21 after transfer (e).
   f, g Relative percentages of donor 2 NK cells (red bar), transduced
   donor 1 NK cells (black bar), and untransduced donor 1 NK cells (open
   bar) among total human NK cells before transfer and day 7, 14, and 21
   after transfer in the blood (f) or in the tissues day 21 after transfer
   (g). h, i Relative percentages of human T cells among total CD45^+
   human cells before transfer and day 7, 14, and 21 after transfer in the
   blood (h) or in the tissues day 21 after transfer (i). j, k Comparison
   of percentages of human T cells that express CD69 before transfer and
   day 7, 14, and 21 after transfer in the blood (j) or in the tissues day
   21 after transfer (k). Data in (d–k) are mean ± s.d., n = 3 per group
   for (d–g) and n = 6 per group for (h–k). Two-way ANOVA with Tukey’s
   multiple comparisons was performed between different groups to
   determine the statistical difference in (a, b). One-way ANOVA with
   Dunnett’s multiple comparison was performed in (h and j). The p-values
   are shown for the indicated comparisons. At least 5000 hCD45^+ cells
   were collected per sample for analysis. Figure 4c is created in
   Biorender.
   Similarly, host NK cells were cocultured with labeled untransduced
   (control) or transduced allogeneic NK cells at E:T ratio of 0, 5, and
   10 for 6 h in the presence of anti-CD47 and Fc blocker. Untransduced or
   SCE and/or PD-L1 expressing allogeneic NK cells were not killed by host
   NK cells. In contrast, knockdown of HLA-ABC by shRNA #1 or #13 led to
   effective host NK cell killing of allogeneic NK cells, reaching 50% and
   60%, respectively, at E:T ratio of 10 (Supplementary Fig. [142]10b).
   Expression of SCE (or plus PD-L1) completely abolished killing of
   HLA-ABC-reduced allogeneic NK cells, whereas expression of PD-L1 did
   not. In a separate killing assay with NK cells from four healthy
   donors, expression of SCE, but not PD-L1, completely inhibited the
   killing of HLA-ABC-reduced allogeneic NK cells (Fig. [143]4b and
   Supplementary Fig. [144]10b).
   We also evaluated the cytotoxicity of NK cells that had reduced HLA-ABC
   expression but overexpressed SCE and/or PD-L1. Untransduced and
   transduced NK cells were cocultured with K562 cells at E:T ratios of 0,
   0.5, and 1 for 4 h. Untransduced NK cells killed K562 cells in a
   dose-dependent manner (Supplementary Fig. [145]11). Knockdown of
   HLA-ABC did not significantly affect NK cell killing of K562 cells.
   Unexpectedly, expression of SCE or PD-L1 with or without HLA-ABC
   knockdown significantly increased NK cell killing of K562 cells
   (comparing 30% vs 60–70% lysis at E:T ratio of 1).
   Together, these results show that in vitro (i) HLA-ABC knockdown in
   allogeneic NK cells is more effective than overexpression of SCE and/or
   PD-L1 in inhibiting killing by host CD8^+ T cells, (ii) overexpression
   of SCE is more effective than overexpression of PD-L1 in inhibiting
   host NK cell killing of HLA-ABC-reduced allogeneic NK cells, and (iii)
   overexpression of SCE and PD-L1 significantly enhances NK cell killing
   of K562 target cells.
Allogeneic NK cells with HLA-ABC knockdown and PD-L1 or HLA-E expression
evade host immune cell rejection in vivo
   We tested whether allogeneic NK cells with HLA-ABC knockdown but PD-L1
   or SCE overexpression could evade host T cell and NK cell rejection in
   vivo. In the first set of experiments, purified NK cells from donor 1
   (HLA-A*02:01^+) were transduced with the lentivector expressing shRNA
   #13 and SCE (Fig. [146]4c). The transduced and untransduced NK cells
   were mixed with equal numbers of PBMCs from donor 2 (HLA-A*02:01^−) and
   adoptively transferred into NSG mice that were also deficient in both
   MHC classes I and II (NSG MHC I/II DKO) and had been irradiated 2 days
   earlier. Human NK cells and T cells in the cell mixture before adoptive
   transfer, in peripheral blood 7, 14, and 21 days after transfer, and in
   lung, liver, spleen and bone marrow 21 days after transfer were
   analyzed by flow cytometry (Fig. [147]4c). Transduced NK cells from
   donor 1 were identified as CD45^+, CD56^+, HLA-ABC-reduced, HLA-E^+,
   and HLA-A*02:01^−; untransduced NK cells from donor 1 were identified
   as CD45^+, CD56^+, HLA-ABC^+, HLA-E^−, and HLA-A*02:01^+, and NK cells
   from donor 2 PBMC were identified as CD45^+, CD56^+, HLA-ABC^+,
   HLA-E^−, and HLA-A*02:01^− (Supplementary Fig. [148]12). Before
   adoptive transfer, the relative percentages of transduced and
   untransduced NK cells from donor 1 among total NK cells were ~45% each,
   whereas the percentages of donor 2 NK cells were ~10% (Fig. [149]4d,
   e). The percentages of donor 1 transduced NK cells increased to ~70% 7
   days post transfer and to ~80% 14- and 21-days post transfer in the
   blood. Correspondingly, the percentage of donor 1 untransduced NK cells
   decreased to ~10% 7 days post transfer and to <5% 14- and 21-days post
   transfer, whereas the percentages of donor 2 NK cells increased to
   ~20%. Consistently, the percentages of donor 1 transduced NK cells were
   ~80% in lung, liver, spleen and bone marrow at 21 days post transfer,
   whereas the percentages of donor 1 untransduced NK cells were <5% in
   these tissues. There was no significant change in CD107a expression by
   donor 2 NK cells and donor 1 NK cells (transduced or untransduced)
   before adoptive transfer and 7, 14, and 21 days after adoptive transfer
   in the peripheral blood or tissues (Supplementary Fig. [150]13). Thus,
   the untransduced NK cells (HLA-ABC^+ SCE^−), but not transduced NK
   cells (HLA-ABC^−/low SCE^+), from donor 1 are preferentially eliminated
   in recipient mice.
   We assayed the relative levels of donor 2 T cells and their activation
   status as indicated by expression of CD69 in the recipient mice. The
   percentages of human CD45^+ cells varied between mice and ranged from
   13% to 45% in PBMCs and from 9% to 51% among leucocytes in the tissues.
   The percentages of T cells within human CD45^+ cells were ~25% in the
   cell mixture before adoptive transfer and few expressed CD69
   (Fig. [151]4h–k). The percentages of T cells increased to 45–50% among
   human CD45^+ cells in the peripheral blood on day 7, 14, and 21 post
   transfer and to ~50% in the tissues. Notably, the percentages of CD69^+
   T cells increased to ~60% 7 days post transfer and then decreased to
   ~20% and ~10% 14- and 21-days post transfer in the blood, respectively,
   and to ~12% in the tissues (Fig. [152]4j–k). Thus, the kinetics of
   donor 2 T cell activation (CD69 expression) is correlated with
   rejection of donor 1 untransduced NK cells in the recipient mice.
   We also performed a reciprocal experiment where NK cells from donor 2
   were transduced, mixed with PBMCs from donor 1, and adoptively
   transferred into the same recipient mice. Similar results were
   observed, i.e., preferential elimination of donor 2 untransduced NK
   cells (HLA-ABC^+ SCE^−), but not donor 2 transduced NK cells
   (HLA-ABC-reduced SCE^+), and activation of donor 1 T cells at day 7
   post transfer in the recipient mice (Fig. [153]4f, g, h–k).
   In a similar reciprocal experiment, NK cells from donor 1 (or donor 2)
   were transduced with a lentivector expressing shRNA #1 plus PD-L1. NK
   cells, containing both transduced and untransduced cells, from donor 1
   (or donor 2) were mixed with an equal number of PBMCs from donor 2 (or
   donor 1) and adoptively transferred into NSG MHC I/II DKO mice. Again,
   similar results were obtained, i.e., (i) allogeneic untransduced NK
   cells (HLA-ABC^+ PD-L1^−) were rejected, whereas allogeneic transduced
   NK cells (HLA-ABC-reduced PD-L1^+) were not, and (ii) induction of
   highest percentages of CD69 expression by T cells 7 days post transfer
   (Supplementary Fig. [154]14). Together, these results show that
   allogeneic NK cells with HLA-ABC knockdown and exogenous expression of
   either SCE or PD-L1 can evade rejection by host T cells and NK cells in
   vivo.
CAR NK cells with HLA-ABC knockdown and PD-L1 or SCE expression exhibit
enhanced cytotoxicity against tumor cells in vitro
   To investigate whether HLA-ABC knockdown and exogenous expression of
   PD-L1 or SCE could be used in one-step production of allogeneic CAR-NK
   cells, we constructed lentivectors encoding shRNA #1 or #13, CD19-CAR
   or mesothelin (MSLN)-CAR, and PD-L1 or SCE (Supplementary
   Fig. [155]15). CD19 CAR included a CD8α signal peptide, a single-chain
   variable fragment (scFv) specific for the human CD19, CD8α hinge,
   transmembrane region, and 4-1BB and CD3ζ intracellular domains. The
   MSLN CAR had the same structure, except that it was scFv-specific for
   the human mesothelin. NK cells were transduced with these lentivectors,
   and the expression of CAR, SCE, or PD-L1, and HLA-ABC was verified. For
   example, NK cells that were transduced with lentivector expressing
   shRNA #1 (referred to as #1), MSLN CAR, and PD-L1 or SCE expressed MSLN
   CAR and PD-L1 or SCE and had reduced HLA-ABC expression (Fig. [156]5a,
   b). The transgene-expressed PD-L1 was significantly higher in
   transduced NK cells than the endogenous PD-L1 expressed on a small
   fraction of human NK cells (Supplementary Fig. [157]16a–c). Knockdown
   of HLA-ABC and expression of CAR and PD-L1 did not affect the
   expression of the killer cell immunoglobulin-like receptors (KIR),
   including CD158a, CD158b, and CD158e (Supplementary Fig. [158]16d–g).
   Furthermore, HLA-ABC knockdown, CAR expression, and PD-L1 or SCE
   overexpression did not affect CD94, NKG2A, and NKG2C transcript levels
   in NK cells (Supplementary Fig. [159]16h). To test the CAR-mediated
   target cell killing, we assayed killing of OVCAR8 cells by MSLN-CAR NK
   cells and Raji cells by CD19-CAR NK cells in vitro. MSLN-CAR NK cells
   killed OVCAR8 cells in a dose-dependent manner, reaching 30% at E:T
   ratio of 3 (Fig. [160]5c). Knocking down of HLA-ABC by shRNA #1 or #13
   in MSLN-CAR NK cells did not have any significant effect on
   CAR-mediated killing of OVCAR8 cells. Expression of PD-L1 or SCE in
   MSLN-CAR NK cells with HLA-ABC knockdown killed OVCAR8 cells more
   effectively, reaching ~50% lysis at E:T ratio of 3. Similarly,
   untransduced NK cells did not kill Raji cells appreciably, whereas
   CD19-CAR NK cells efficiently killed Raji cells in a dose-dependent
   manner, reaching ~50% at E:T ratio of 3 (Fig. [161]5d). Knocking down
   of HLA-ABC by shRNA #1 or #13 in CD19-CAR NK cells did not have any
   significant effect on CAR-mediated killing of Raji cells. In contrast,
   CD19-CAR NK cells that had HLA-ABC knockdown and exogenously expressed
   PD-L1 or SCE killed Raji cells more effectively, reaching ~80% lysis at
   E:T ratio of 3, consistent with enhanced killing of K562 cells by NK
   cells that express PD-L1 or SCE (Supplementary Fig. [162]11). These
   results show that shRNA knockdown of HLA-ABC and exogenous expression
   of PD-L1 or SCE can be integrated into the existing CAR lentivector in
   a one-step production of allogeneic CAR NK cells, and exogenous PD-L1
   or SCE expression enhances CAR-NK cell killing of target cells.
Fig. 5. CD19-CAR and MSLN-CAR NK cells with HLA-ABC knockdown and PD-L1 or
SCE expression exhibit enhanced cytotoxicity against tumor cells in vitro.
   [163]Fig. 5
   [164]Open in a new tab
   a, b Expression of MSLN CAR, HLA-ABC, and PD-L1 by NK cells transduced
   with #1 + MSLN CAR + PD-L1 (a) or expression of MSLN CAR, HLA-ABC, and
   HLA-E by NK cells transduced with #1 + MSLN CAR + SCE (b). Red
   histograms, transduced NK cells; black histograms, untransduced NK
   cells. c Comparison of lysis of OVCAR8 target cells by various MSLN-CAR
   NK cells (d) or lysis of Raji target cells by various CD19-CAR NK cells
   at the indicated E:T ratio. Data in (c, d) are mean ± s.d. from three
   independent experiments with four healthy donors each in 3 technical
   replicates. Each dot represents one doner. Two-way ANOVA with Tukey’s
   multiple comparisons was performed between different groups to
   determine the statistical difference in (c, d). e, f Enriched pathways
   in #1 + MSLN CAR + PD-L1 (e) and #1 + MSLN CAR + SCE (f) NK cells. NK
   cells isolated from 4 unrelated donors were transduced with
   lentivectors expressing #1 + MSLN CAR, #1 + MSLN CAR + PD-L1, and
   #1 + MSLN CAR + SCE and cocultured with OVCAR8 target cells for 18 h.
   NK cells from the same donors and without transductions were used as
   the controls. After coculture, NK cells were purified, and RNA was
   isolated and subjected to bulk RNA sequencing. Gene set enrichment
   analysis (GSEA) was performed using fgsea (v 1.29.1), and the p-values
   were calculated with weighted two-sided Kolmogorov–Smirnov statistic
   tests and adjusted using the Benjamini–Hochberg correction. Gene sets
   were curated from the msigDB (v 7.5.1) database. Data visualization was
   done with ggplot2 (v3.5.0). Cellular stress, proinflammatory,
   proliferation, and homeostasis-related pathways are labeled in blue,
   yellow, red, and gray, respectively.
   To elucidate the mechanisms underlying the enhanced NK cell
   cytotoxicity following PD-L1 and SCE overexpression, we performed
   transcriptomic analysis of untransduced NK cells from 4 unrelated
   donors and their counterparts transduced with lentivectors expressing
   shRNA #1 + MSLN CAR, shRNA #1 + MSLN CAR + PD-L1, or shRNA #1 + MSLN
   CAR + SCE. NK cells were labeled with Celltrace Violet (CTV) and
   cocultured with OVCAR8 target cells or in the media alone for 18 h in
   triplicate. The cocultured NK cells were purified by cell sorting and
   processed for RNA-seq. The principal component analysis revealed that
   NK cells cocultured with OVCAR8 target cells account for the greatest
   transcriptional difference among the samples (Supplementary
   Fig. [165]17). The differential gene expression analysis revealed that
   the cytotoxicity-related genes (e.g., GZMB and IFNG) were upregulated
   in NK cells after coculture with target cells (Supplementary
   Fig. [166]18a). The non-cocultured (resting) #1 + CAR + PD-L1 NK cells
   upregulated KLRC4 but downregulated anti-inflammatory cytokine IL-13
   compared with the resting CAR NK cells. Similarly, the #1 + CAR + SCE
   NK cells expressed higher levels of PRF1, GZMA, and IFNAR2 compared
   with the resting #1 + CAR NK cells (Supplementary Fig. [167]18b, c).
   Furthermore, cocultured #1 + CAR, #1 + CAR + PD-L1, and #1 + CAR + SCE
   NK cells upregulated cytotoxicity-related genes (e.g., CD226, IFNG,
   IFNGR1, and GZMB) compared to their resting counterparts (Supplementary
   Fig. [168]18d–f), suggesting that CAR recognition of target cells is a
   superior signal for NK cell activation. The pathway enrichment analysis
   revealed that the proliferation and proinflammation pathways were
   enriched in #1 + CAR + PD-L1 NK cells, and homeostasis pathways were
   enriched in #1 + CAR + SCE NK cells after co-culture with the target
   cells. In contrast, the cellular stress pathways were more enriched and
   associated with #1 + CAR NK cells after co-culture with the target
   cells (Fig. [169]5e, f). This data suggests that CAR NK cells may
   experience cellular stress when killing target tumor cells, which is
   alleviated by exogenous expression of inhibitory ligands PD-L1 or SCE.
Allogeneic CD19-CAR NK cells with HLA-ABC knockdown and PD-L1 or SCE
overexpression evade host immune cell killing and control tumor growth in
vivo
   We determined whether CAR NK cells with HLA-ABC knockdown and PD-L1 or
   SCE overexpression could control tumor growth and avoid rejection by
   host T and NK cells in NSG mice. Purified allogeneic NK cells from
   HLA-A*02:01^− donors were either not transduced (group 1) or transduced
   with lentivectors expressing CD19 CAR (group 2), #1 + CD19 CAR + PD-L1
   (group 3), and #1 + CD19 CAR + SCE (group 4) (Fig. [170]6a). The
   allogeneic NK cells were mixed with equal numbers of PBMCs from
   HLA-A*02:01^+ donors and adoptively transferred into NSG MHC I/II DKO
   mice that had been injected with Raji-luciferase tumor cells two days
   earlier. Tumor burden was significantly reduced in groups 3 and 4 mice
   as compared to groups 1 and 2 mice, as indicated by significantly lower
   bioluminescence (BLI) and longer survival (Fig. [171]6b–d). Notably,
   group 3 mice showed a significantly lower BLI and slightly better
   overall survival than group 4 mice (Fig. [172]6c, d).
Fig. 6. Allogeneic CD19-CAR NK cells with HLA-ABC knockdown and PD-L1 or SCE
overexpression evade host immune cell rejection and control tumor growth in
vivo.
   [173]Fig. 6
   [174]Open in a new tab
   a Schema of the experimental protocol. Allogeneic NK cells without
   transduction (group 1) or transduced with lentivectors expressing CD19
   CAR (group 2), #1 + CD19 CAR + PD-L1 (group 3), or #1 + CD19 CAR + SCE
   (group 4), were mixed with equal numbers of host PBMCs (4 million), and
   adoptively transferred into recipient NSG MHC I/II DKO mice that had
   been injected (IV) with 0.5 million Raji-luciferase two days earlier.
   b, c Tumor burden was assessed on day 7, 14, and 21 by BLI (b) and
   presented as the normalized intensity of BLI (c). Groups 1, 2, 3, and 4
   mice are labeled in black, blue, orange, and red, respectively. Data
   are mean ± s.d. (n = 4 for group 1 and 2, n = 5 for group 3 and 4). d
   Kaplan–Meier curves showing survival of mice. The numbers indicate the
   p-values between the indicated two groups. e, f Relative percentages of
   host NK cells (red bar), allogeneic transduced NK cells (black bar),
   and allogeneic untransduced NK cells (open bar) before transfer, in the
   blood at day 14 after transfer (e) and in the blood and tissues at the
   endpoint (f). g, h CD107a expression in host NK cells (red bar),
   allogeneic transduced NK cells (black bar), and allogeneic untransduced
   NK cells (open bar) at day 14 after transfer (g) and in spleen at the
   endpoint (h). Data in (e–h) are mean ± s.d. from two independent
   experiments, n = 9 for group 1 and 2, and n = 10 for group 3 and 4, at
   day 14 n = 8 for all four groups at the endpoint. i, j CD69 expression
   in host CD8^+ (open bar) and CD4^+ T (gray bar) cells in blood at day
   14 after transfer (i) and in spleen at the endpoint (j). Data are
   mean ± s.d. with 5 mice for each group at day 14 and at the endpoint.
   At least 5000 hCD45^+ cells were collected per sample for analysis.
   Two-way ANOVA with Tukey’s multiple comparisons and Log-rank test were
   performed between different groups to determine the statistical
   difference in (c and d), respectively. The p-values are shown for the
   indicated comparisons. Figure 6a is created in Biorender.
   We analyzed the proportion and activation status of NK and T cells in
   the tumor-bearing recipient mice. Fourteen days post-cell transfer,
   blood was collected from all four groups of mice. At the endpoint, both
   blood and tissues, including spleen, liver, lung, and bone marrow, were
   collected. Blood was lysed of red blood cells, and single-cell
   suspensions were prepared from the tissues. Cells were stained with
   fluorochrome-labeled antibodies specific for human CD45, CD3, CD4, CD8,
   CD69, CD56, CD107a, HLA-A2, and HLA-ABC followed by flow cytometry.
   Host CD8^+ T cells were identified as CD45^+ CD3^+ CD8^+; host CD4^+ T
   cells as CD45^+ CD3^+ CD4^+; host NK cells as CD45^+ CD56^+ HLA-A2^+;
   untransduced allogeneic NK cells as CD45^+ CD56^+ HLA-ABC^+ HLA-A2^−;
   and transduced allogeneic NK cells as CD45^+ CD56^+ HLA-ABC^− HLA-A2^−
   (Supplementary Fig. [175]19). The percentages of human CD45^+ cell
   varied between mice from 8% to 36% in the PBMCs and from 7% to 45% in
   leucocytes of the tissues.
   In group 1 mice, unmodified allogeneic NK cells were >80% of total NK
   cells before adoptive transfer. The percentage decreased to <20% in the
   blood by day 14 after transfer and to <10% in the blood and tissues at
   the endpoint, while percentages of host NK cells increased
   proportionally, suggesting that allogenic NK cells were preferentially
   eliminated in the recipient mice (Fig. [176]6e, f). Similarly, in group
   2 mice, untransduced and transduced allogenic NK cells each consisted
   of ~45% of total NK cells. Still, this percentage was reduced to <20%
   in the blood by day 14 after transfer and to <10% in the blood and
   tissues at the endpoint, suggesting their rejection in the recipients
   (Fig. [177]6e, f). In group 3 and group 4 mice, while untransduced and
   transduced allogeneic NK cells started at similar percentages (~45%)
   before transfer, the proportion of untransduced allogeneic NK cells
   decreased to ~15% in the blood 14 days after transfer and to ~5% in the
   blood and tissues at the endpoint, whereas the proportion of the
   transduced allogeneic NK cells increased to ~75% in the blood 14 days
   after transfer and to >80% in the blood and tissues at the endpoint
   (Fig. [178]6e, f). Thus, allogeneic CAR-NK cells with HLA-ABC knockdown
   and PD-L1 or SCE expression evaded rejection, whereas their
   untransduced counterparts in the same recipient mice were rejected.
   Furthermore, allogeneic CD19 CAR NK cells, but not the untransduced
   allogeneic NK cells, upregulated CD107a expression, suggesting their
   response to CD19^+ Raji tumor cells. The host NK cells did not
   upregulate CD107a expression, indicating that they may not play a
   significant role in rejection of allogeneic NK cells (Fig. [179]6g, h
   and Supplementary Fig. [180]20a–d).
   We also investigated the dynamics of CD8^+ and CD4^+ T cells in total T
   cells and their activation status after adoptive transfer, along with
   allogeneic NK cells. Consistent with rejection of allogeneic NK cells
   in group 1 and 2 mice, the relative percentages of CD8^+ T cells in
   total T cells were increased from ~45% to ~60% in the blood at day 14
   after transfer and at the endpoint, whereas the relative percentages of
   CD8^+ T cells did not change significantly in group 3 and group 4 mice
   (Supplementary Fig. [181]21a, b). Importantly, significantly higher
   percentages of CD8^+ T cells expressed CD69 in group 1 and group 2 mice
   than in group 3 and group 4 mice (Fig. [182]6 I, j and Supplementary
   Fig. [183]20e–h). In contrast, CD4^+ T cells neither proliferated nor
   upregulated CD69 expression in all four groups of mice (Supplementary
   Figs. [184]20e–h and [185]21c, d). These results show that CD8^+ T
   cells are the key cell type involved in rejection of allogeneic NK
   cells. Furthermore, a significantly lower percentage of CD8^+ T cells
   was CD69^+ in the blood 14 days post transfer (~30%) and this
   percentage was reduced to baseline in the blood and tissues at the
   endpoint in group 3 mice as compared to those in group 4 mice
   (Fig. [186]6I, j and Supplementary Fig. [187]20e–h). These results
   suggest that the combination of HLA-ABC knockdown with PD-L1 expression
   is more effective than with SCE expression in inhibiting
   allo-rejection, consistent with the better tumor control observed in
   group 3 mice compared to group 4 mice.
Allogeneic CD19-CAR NK cells with HLA-ABC knockdown and PD-L1 overexpression
inhibit inflammatory cytokine production by host immune cells in vitro and in
vivo
   During an alloreaction, a wide array of cytokines is produced by
   various immune cells to mediate the immune response against the
   transplanted tissue or cells, often through a positive feedback
   loop^[188]40. We measured the impact of HLA-ABC knockdown and PD-L1
   overexpression by allogeneic CAR NK cells on cytokine production. In
   vitro, PMBCs were cocultured with unmodified allogeneic NK cells or the
   same donor NK cells transduced to express shRNA #1, CD19 CAR and PD-L1
   for 48 h and culture supernatants were collected to measure the levels
   of a panel of 48 human cytokines. For 30 cytokines, the same levels
   were detected in both cocultures (Fig. [189]7a). For 17 cytokines,
   coculturing with transduced allogeneic NK cells significantly inhibited
   their production, including IL-6, IL-1, IFNγ, and TNF, that mediate
   cytokine release syndrome of CAR-T cells. In vivo, Raji tumor-bearing
   NSG MHC I/II DKO mice were adoptively transferred with 4 million PBMCs
   plus either 4 million untransduced allogeneic NK cells (Group 1 mice in
   Fig. [190]6) or 4 million allogeneic NK cells transduced to express
   shRNA #1, CD19 CAR, and PD-L1 (Group 3 mice in Fig. [191]6). The same
   panel of 48 human cytokines was measured in the sera 7 days after
   transfer. Although fewer human cytokines were detected in mice,
   transduced NK cells did not affect the levels of many of the same
   cytokines as in the coculture, but significantly reduced the level of 9
   cytokines, including complete inhibition of IL-6, MIP-1β and RANTES
   (Fig. [192]7b). Thus, knockdown of HLA-ABC and expression of PD-L1 not
   only enable allogenic CAR NK cells to evade rejection by host T cells
   and enhance tumor control in a CAR-dependent manner but also suppress
   production of cytokines involved in cytokine release syndrome.
Fig. 7. HLA-ABC reduction and PD-L1 overexpression by allogenic CAR NK cells
suppress cytokine production.
   [193]Fig. 7
   [194]Open in a new tab
   a Comparison of cytokine profiles following coculture of PMBC with
   unmodified allogeneic NK cells or the same donor NK cells transduced
   with lentivector expressing #1 + 19CAR + PD-L1. The coculture was
   carried out for 48 h, and supernatants were collected to measure the
   level of a panel of 48 human cytokines. Data are mean ± s.d. from two
   independent experiments with 4 independent healthy donors in two
   technical replicates. b Comparison of cytokine profiles following
   infusion of PMBC with unmodified allogeneic NK cells or the same donor
   NK cells transduced with lentivector expressing #1 + 19CAR + PD-L1. NSG
   MHC I/II DKO mice were engrafted with Raji tumor cells and 2 days later
   infused with 4 million PBMCs plus either 4 million untransduced or
   transduced allogeneic NK cells. Sera were collected 7 days after cell
   transfer for measuring the levels of a panel of 48 human cytokines.
   Data are mean ± s.d. with 5 mice in each group. A two-tailed and paired
   sample t-test was performed to determine the statistical difference
   between the two groups for each cytokine. * indicates statistical
   significance with p < 0.05.
Discussion
   Development of allogeneic products has become a major effort in
   cellular therapy. We here describe a one-step approach to produce
   allogeneic CAR-NK cells that can evade rejection by the host immune
   system and simultaneously exhibit enhanced anti-tumor activity and
   safety profiles. In our studies, we systematically evaluated the role
   and degree of TCR recognition of allogeneic pMHC and immune checkpoints
   PD-L1, HLA-E, and CD47 in rejection of allogeneic NK cells. Our results
   show that rejection of allogeneic human NK cells is mainly mediated by
   host CD8^+ T cells. First, blocking TCR recognition of allogeneic pMHC
   by suppressing HLA-ABC expression on allogenic NK cells is the most
   effective method to prevent CD8^+ T cell rejection (Fig. [195]1). Among
   T cells, CD8^+, but not CD4^+, T cells, were activated to express CD69
   in xenograft mouse models, and the degree of CD8^+ T cell activation
   correlated with rejection of allogeneic NK cells. Engagement of PD-1 on
   activated T cells by overexpressing PD-L1 on allogenic NK cells only
   moderately inhibits allo-rejection (Fig. [196]2), whereas
   overexpression of HLA-E is even less effective (Fig. [197]4a),
   consistent with the fact that only a fraction of T cells expresses
   NKG2A^[198]35,[199]41. Second, human NK cells are inhibited from
   killing allogeneic NK cells through both HLA-E-NKG2A and CD47-SIRPα
   mechanisms. Consistent with a previous report^[200]42, human NK cells
   express high levels of CD47, and most of them also express SIRPα
   (Supplementary Fig. [201]2) Even when allogeneic human NK cells are
   knocked down of both HLA-ABC and HLA-E, they are not killed by host NK
   cells, unless CD47-SIRPα interaction is abrogated by addition of
   anti-CD47 and Fc receptor blocker (Figs. [202]3g–j and [203]4b).
   Compared to HLA-E, which potently inhibits NK cell activation,
   secretion of IFNγ, and cytotoxicity (Fig. [204]3), PD-L1 does not
   inhibit NK cell activity probably due to minimal expression of PD-1 by
   human NK cells^[205]43,[206]44 (Fig. [207]4a, b). Demonstration that
   rejection of allogeneic human NK cells is primarily mediated by CD8^+ T
   cells suggests that the efforts to produce off-the-shelf allogeneic
   CAR-NK cell therapeutics should be focused towards inhibiting CD8^+ T
   cell rejection.
   Most efforts targeting HLA-ABC expression have involved abrogating
   either B2M^[208]45–[209]47 or TAP^[210]48, which suppresses expression
   of all the MHC class I molecules, including HLA-E, making the
   allogeneic cells susceptible to NK cell-mediated rejection^[211]49. In
   addition, two steps of genetic manipulations are used to first suppress
   HLA-ABC expression and then express CAR in previous studies.
   Interestingly, a recent study shows that the knockdown of CD54/CD58 by
   CRISPR-Cas9 can abrogate immune synapse formation, leading to the
   inhibition of allo-rejection by host NK cells and T cells^[212]50.
   However, this approach also requires multiple steps when combined with
   CAR expression. We chose to develop shRNA to knockdown HLA-ABC with the
   goal to easily integrate the shRNA into the same CAR lentivector for
   one-step construction of allogeneic CAR-NK cells from the peripheral
   blood NK cells. We identified a specific shRNA that is effective in
   knocking down surface expression of the 119 most prevalent HLA-ABC
   alleles, including HLA-A*02:01, without affecting HLA-E expression due
   to two nucleotide mismatches between shRNA and HLA-E heavy chain
   (Fig. [213]1a and Supplementary Fig. [214]4). To simplify HLA-E
   expression and identify the most potent inhibitory peptide, we tested
   three SCE variants and different peptides derived from the leader
   sequences of HLA-ABC and HLA-G (Fig. [215]3a–f). Our results show that
   SCE Y84C presenting the HLA-G leader peptide is most highly expressed
   and the most potent in inhibiting NK cell reactivity.
   By combining the novel shRNA, CD19 or MSLN CAR, PD-L1 or SCE into the
   same lentivector, we were able to produce allogeneic CAR-NK cells from
   peripheral blood NK cells by one-step lentiviral transduction and show
   that these allogeneic CAR-NK cells evade rejection by host immune
   system and can kill target tumor cells in a CAR-dependent manner in
   vivo. While allogeneic NK cells were rapidly rejected by host T cells
   in NSG recipient mice as indicated by simultaneous disappearance of
   allogeneic NK cells and activation (CD69) and expansion of CD8^+ T
   cells at 7 days post transfer (Figs. [216]4c–k and [217]6), allogeneic
   CAR-NK cells with HLA-ABC knockdown and expression of PD-L1 or SCE were
   not rejected. In tumor-bearing mice, significantly higher proportions
   of allogeneic CAR-NK were activated as indicated by CD107a expression,
   leading to better control of tumor burden and survival (Fig. [218]6).
   Correlating with more potent inhibition of T cell-mediated
   allo-response in vitro and in vivo, expression of PD-L1 in combination
   with HLA-ABC knockdown and CAR expression is more effective than
   expression of SCE for tumor control and survival in vivo. Thus, HLA-ABC
   knockdown and PD-L1 expression is the most potent combination for
   inhibiting CD8^+ T cell rejection of allogenic human NK cells.
   Overexpression of PD-L1 has also been used to avoid the rejection of
   allografts, particularly the transplanted islets, to treat type I
   diabetes^[219]28,[220]51. We overexpressed PD-L1 on allogeneic NK cells
   and found a moderate inhibition of host T cell responses. These
   findings suggest that PD-L1 alone on immune and likely non-immune cells
   is insufficient to inhibit allogeneic immune responses completely, and
   other engineering, such as HLA-ABC knockdown, should be combined to
   achieve better survival of engineered cells in allogeneic hosts.
   Notably, allogeneic CAR NK cells with HLA-ABC knockdown and exogenous
   PD-L1 expression also potently inhibited cytokine production by human
   PBMCs both in coculture and in a xenograft mouse model, including IL-6,
   IFNγ, and TNF that mediate cytokine release syndrome of CAR-T cells.
   Thus, the combination likely endows CAR NK cells with a better safety
   profile, probably by inhibiting alloreaction of CD8^+ T cells.
   Unexpectedly, the exogenous expression of PD-L1 or SCE significantly
   enhances NK cell killing of K562 cells in the absence of CAR
   (Supplementary Fig. [221]11) and Raji and OVCAR8 tumor cells in a
   CAR-dependent manner (Fig. [222]5). Our findings are consistent with
   previous report showing that human NK cells upregulate PD-L1 expression
   after encountering cancer cells or upon cytokine activation, and these
   NK cells are more effective in killing target cells^[223]33. PD-L1
   expression varies in NK cells derived from UCB, peripheral blood, and
   iPSC. In our study, we exclusively used NK cells from the peripheral
   blood. Comparison of transcriptional profiles of unmodified NK cells
   (no CAR) and CAR-NK cells with or without coculture with target OVCAR8
   cells revealed the upregulation of genes involved in NK cell
   cytotoxicity following PD-L1 or SCE expression. In particular,
   following coculture with OVCAR8 target cells, MSLN CAR-NK cells
   upregulated genes involved in stress responses, which were inhibited by
   exogenous PD-L1 or SCE expression. NK cells likely become stressed and
   exhausted during the process of killing target cells (degranulation).
   Expression of PD-L1 or SCE overcomes this stress and enables NK cells
   to survive and respond better to stress for achieving enhanced
   cytotoxicity. In this respect, expression of PD-L1 by tumor cells may
   also enable them to respond better to stress^[224]33. Our finding that
   exogenous expression of PD-L1 is sufficient to enhance NK cell activity
   suggests that PD-L1 can reprogram NK cell physiology, consistent with
   observations that PD-L1 possesses signal transduction capacities
   without needing to engage PD-1 and acts through mTOR-AKT pathways to
   positively regulate cell proliferation, autophagy, and resistance to
   pro-apoptotic cytokines^[225]52.
   Our finding that overexpression of SCE in NK cells enhances their
   cytolytic activity is not only unexpected but also paradoxical,
   considering the key role of HLA-E/NKG2A interaction in regulating NK
   cell reactivity. We show that on one hand, SCE-overexpressing NK cells
   kill K562, Raji, and OVCAR8 target cells more effectively than their
   counterparts without SCE expression, and on the other hand, the same
   SCE-overexpressing allogeneic NK cells also potently inhibit their own
   killing by host NK cells (Figs. [226]3 and [227]4 and Supplementary
   Fig. [228]10). The latter would suggest that SCE can engage NKG2A on
   host NK cells to inhibit their cytolytic activity. Since SCE
   overexpression in NK cells did not affect their expression of NKG2A,
   NKG2C, CD94, and KIRs (Supplementary Fig. [229]16), SCE-overexpressing
   NK cells also express NKG2A. Then, it is puzzling why their cytolytic
   activity is not inhibited by intracellular and/or intercellular
   SCE/NKG2A engagement. Furthermore, considering that HLA-E is thought
   not to have signaling domains, additional studies are required to
   elucidate the mechanisms underlying the paradoxical functions of NK
   cells following SCE overexpression.
   In summary, we have developed a one-step approach to construct
   allogeneic CAR NK cells with reduced HLA-ABC expression but PD-L1 or
   SCE overexpression. The resulting allogeneic CAR NK cells can evade
   host immune cell rejection while mediating enhanced anti-tumor
   responses and exhibiting a better safety profile, thus representing a
   significant advancement in enabling “off-the-shelf” allogeneic cellular
   immunotherapies.
Methods
Animals, cell lines, and antibodies
   The NSG MHC I/II DKO mice (strain #: 025216) combined the features of
   severe combined immune deficiency (scid), IL-2 receptor gamma chain
   deficiency, and MHC I and MHC II deficiency, were purchased from the
   Jackson Laboratory and co-housed under specific pathogen-free
   conditions at Massachusetts Institute of Technology (MIT). All the
   mouse studies and procedures were approved by MIT Committee for Animal
   Care (Protocol ID: 0322-021-25). The HEK293T and OVCAR8 cells were
   cultured in Dulbecco’s modified Eagle’s medium supplemented with fetal
   bovine serum (FBS) (10% v/v, Gibco), penicillin/streptomycin (1% v/v,
   Gibco), and 2 mM L-glutamine. Suspension-adapted HEK293T cells were
   cultured in FreeStyle 293 medium (ThemoFisher Scientific #K900001)
   supplemented with penicillin/ streptomycin (1% v/v, Gibco). Jurkat T
   cells and Raji cells were cultured in RPMI-1640 medium supplemented
   with 10% FBS, 1% penicillin/streptomycin, and 2 mM L-glutamine.
   Antibodies, their commercial sources and dilutions are provided in
   Supplementary Table [230]1. In this study, experiments were not blinded
   due to the complexity of the study. Sample sizes were chosen based on
   convention, cost consideration, and previous studies that were
   sufficient for statistical analysis.
Design of shRNA
   For shRNAs targeting B2M, TAP1, and TAP2 mRNA sequences, the mRNAs were
   first obtained from the National Center for Biotechnology Information.
   shRNAs were predicted using the Genetic Perturbation Platform developed
   at Broad Institute
   ([231]https://portals.broadinstitute.org/gpp/public/seq/search) with
   the default parameters. We randomly took at least three top-ranked
   shRNAs for each target gene for further investigation. For designing
   shRNAs targeting HLA-ABC heavy chain specific regions that are common
   to prevalent HLA-ABC alleles but have at least two nucleotide
   mismatches with HLA-E*01:01 and HLA-E*01:03, we first obtained the
   prevalent HLA-ABC alleles in global populations from the Allele
   Frequency Net Database ([232]https://www.allelefrequencies.net/). The
   chosen HLA-ABC alleles are listed in Supplementary Fig. [233]3a. The
   coding sequences of the chosen HLA class I alleles were obtained from
   the IDP-IMGT/HLA database ([234]https://www.ebi.ac.uk/ipd/imgt/hla/)
   and were aligned using Geneious Prime. The regions that are common to
   HLA-ABC alleles but have mismatches to HLA-E were selected to predict
   shRNAs specifically knocking down HLA-ABC. Those potential regions were
   analyzed using the Genetic Perturbation Platform with default
   parameters to predict efficient shRNAs, and the top-ranked shRNAs were
   selected for further investigation.
NK cell isolation, CIML stimulation, expansion, and resting
   Whole blood was collected from anonymous healthy donors under the blood
   collection protocol approved by the Institutional Review Board of
   Dana-Farber Cancer Institute (Study ID: T0197). Peripheral blood
   mononuclear cells (PBMC) were first isolated using Ficoll-Paque density
   gradient media (Cytiva #17144002) with SepMate PBMC isolation tubes
   (STEMCELL #85450) according to the manufacturer’s instructions. The
   isolated PBMCs were either used for NK cell or T cell isolation
   immediately or frozen down in liquid nitrogen for later use. All the
   primary NK cells used in the present study are cytokine-induced
   memory-like (CIML) NK cells as described previously^[235]53. NK cells
   were isolated using the human NK cell isolation kit (Miltenyi
   #130-092-657) according to the manufacturer’s instructions. NK cells
   were subjected to CIML stimulation immediately. Briefly, NK cells were
   adjusted to 3–4 million per ml in NK MACS medium (Miltenyi
   #130-114-429) supplemented with 10% human AB serum and 1%
   penicillin/streptomycin (NK complete media), and 3 ml of NK cells were
   seeded into one well of a 6-well plate. For CIML stimulation,
   recombinant human IL-12 (Miltenyi #130-096-705), IL-15 (Miltenyi
   #130-095-760), and IL-18 (Miltenyi #170-076-183) were added to NK
   complete media to concentrations of 10 ng/ml, 50 ng/ml, and 50 ng/ml,
   respectively. The NK cells were incubated at 37 °C, 5% CO[2] for
   18–24 h. Successfully CIML-stimulated NK cells formed clusters and
   attained sticky/branched morphology. When NK cells reached this state,
   the CIML stimulation media were completely replaced with the expansion
   medium (fresh NK complete medium supplemented with 500 IU/ml of IL-2
   (Miltenyi #130-097-748) and 5 ng/ml of IL-15). NK cells were expanded
   in the expansion medium for about two weeks, with viability greater
   than 90%. After the NK cell expansion was completed, the expansion
   medium was replaced with fresh NK complete medium supplemented with
   1 ng/ml of IL-15 for two to three days before any functional assays.
Production of lentiviral vectors and transduction of NK cells
   We pseudotyped lentiviruses with baboon endogenous retroviral envelope
   (BaEV)^[236]54 and titrated them on Jurkat T cells. The titrated
   lentiviral vectors were used to transduce NK cells from healthy donors
   at a multiplicity of infection (MOI) of 10. Briefly, suspension adapted
   293 T cells were adjusted to 4 M/ml and transfected with the transfer
   plasmid encoding the gene of interest, the envelop plasmid encoding the
   BaEV (derived from pMD2.G by replacing the VSVG with BaEV encoding
   sequence), the packaging plasmid (pCMV-dR8.91), and the pAdVAntage
   plasmid, complexed with polyethyleneimine (Polysciences #49553-93-7) at
   an optimal mass ratio. The transfected 293 T cells were pelleted and
   resuspended in fresh media at 15 h post-transfection. The supernatant 1
   containing the lentiviral vectors was collected by pelleting the cells
   24 h later. The cells were resuspended in fresh media and cultured for
   another 24 h. The supernatant 2 was collected by spinning down the
   cells. Supernatant 1 and supernatant 2 were combined and centrifuged at
   3000 rpm, 4 °C, for 10 min to remove the cell debris. The clear
   supernatant was then filtered through the 0.45 µm filters, and the
   lentiviral vector was concentrated by centrifugation at 10,000 × g,
   4 °C, for 20 h. The virus pellet was resuspended in PBS, aliquoted, and
   frozen down at −80 °C for later use. The lentiviral vectors were
   titrated on Jurkat T cells. 0.5 million Jurkat T cells were transduced
   with a serial amount of virus with 8 µg/ml polybrene (Sigma-Aldrich
   #TR-1003). The well that yielded around 10–20% positive cells was used
   for calculating the viral titer with the formula: titer
   (TU/ml) = (500000 × % positive cells)/virus volume. The CIML-stimulated
   NK cells were transduced with the lentiviral vector in the presence of
   10 µg/ml of Vectofusion-1 (Miltenyi #130-111-163) in the NK expansion
   media at an MOI of 10. After adding the virus, the cells were
   centrifuged at 1000 × g, 37 °C for 1.5 h. The cells were then put back
   in the incubator and cultured for 3 days prior to the examination of
   the expression of the protein of interest.
In vitro NK cell functional and killing assays
   CIML-stimulated and expanded NK cells were rested for at least 3 days
   prior to any functional and killing assays. For the killing of
   suspension target cells, the cells were pre-labeled with CTV and seeded
   at 2 × 104 in the v-bottom 96-well plate, and the NK cells were added
   according to the E:T ratios. For the killing of adherent target cells
   (OVCAR8), the cells were pre-labeled with CTV and seeded at 2 × 104 in
   the flat-bottom 96-well plate and incubated overnight to allow cell
   attachment to the plate. The NK cells were added according to the E:T
   ratios and co-cultured with target cells overnight. After co-culture,
   the supernatant was transferred to a v-bottom plate, and the attached
   cells in the flat-bottom 96-well plate were trypsinized and added to
   the corresponding wells in the v-bottom plate. All the NK cell killing
   assay was conducted in the presence of 1 ng/ml of IL-15. CD107a and
   IFNγ expression in NK cells was measured by staining the cells with
   anit-CD56, anti-CD107a, and anti-IFNγ antibodies and determined by flow
   cytometry. For the lysis of target cells, the cells were stained with
   Zombie NIR (BioLegend #423106), and the precision counting beads
   (BioLegend #424902) were added before flow cytometry. The CTV positive
   and Zombie NIR negative cells (live target cells) were counted using
   the formula: Absolute cell number =
   [MATH:
   Cellscount
   mi>Beadscount
   mi>X :MATH]
   (added beads volume × beads concentration). The percentage of target
   cell lysis was calculated by (total cell number—live cell number)/total
   cell number.
In vitro T cell killing assay
   We first prepared feeder allogeneic NK cells by culturing them in
   RPMI-1640 containing 10 µg/ml mitomycin C (STEMCELL #73274) at 37 °C
   with 5% CO2 for 3 h. The cells were then centrifuged and washed with
   PBS three times. After that, freshly isolated CD8^+ or CD4^+ T cells
   were primed with mitomycin C-pretreated (10 µg/ml) allogeneic NK cells
   in the presence of 500 IU/ml IL-2 for 7 days. Primed CD8^+ or CD4^+ T
   cells were sorted by negative selection kits (Miltenyi #130-096-533 and
   #130-096-495) for the subsequent killing assay. The primed CD8^+ or
   CD4^+ T cells were cocultured with CTV prelabeled NK cells (from the
   same donor as the priming NK cells) with either normal or reduced
   HLA-ABC expression (due to knockdown by shRNA #1 or #13), or with or
   without PD-L1 and SCE overexpression, at indicated E:T ratios in the
   v-bottom 96-well plate overnight. After coculture, the cells were
   centrifuged and stained with Zombie NIR, and the precision counting
   beads were added before flow cytometry. The CTV-positive and Zombie
   NIR-negative cells were the live NK cells. The lysis of target cells by
   CD8^+ or CD4^+ T cells was calculated as described above.
Mixed lymphocyte reaction
   Freshly isolated CD3^+ T cells were cocultured with autologous or
   HLA-mismatched allogeneic NK cells with or without PD-L1 overexpression
   in a v-bottom 96-well plate at a ratio of 1:1. The cell mixture was
   mixed by pipetting and centrifuged at 1000 rpm for 1 min. Twelve hours
   later, the cells were centrifuged and stained with anti-CD3, anit-CD25,
   and anti-CD69 antibodies and analyzed by flow cytometry to determine
   the CD3^+CD25^+ and CD3^+CD69^+ T cells. In a separate experiment, CTV
   prelabeled CD3^+ T cells were cocultured with autologous or
   HLA-mismatched allogeneic NK cells with or without PD-L1 overexpression
   in a v-bottom 96-well plate at a ratio of 1:1 for 5 days, and the
   proliferation of CD3^+ T cells was determined by dilution of CTV using
   flow cytometry.
Mouse studies
   All mice were sex-matched and age-matched (8–10-week-old) into groups
   and irradiated with 100 cGy two days before infusion of human cells.
   Both sexes of mice were used. Before proceeding to any mouse
   experiment, the successful NK cell transduction was first confirmed.
   For instance, NK cell transduced with a lentivector expressing shRNA
   #1 + PD-L1 showed reduced surface HLA-ABC and high level of surface
   PD-L1, and NK cell transduced with a lentivector expressing shRNA
   #1 + CD19CAR + PD-L1 showed reduced surface HLA-ABC and expression of
   CD19 CAR and HLA-E. All transduced NK cells were used within two weeks
   at the time of infusion. Tumor burden was monitored by BLI. Mice were
   weighed every two days. Mice were considered moribund and euthanized
   with 20% weight loss.
   For assaying in vivo allogeneic responses, 10 million NK cells with
   HLA-ABC knockdown but overexpression of PD-L1 or SCE were mixed with 10
   million PBMCs from an HLA class I mismatched donor, infused into NSG
   MHC I/II DKO mice through intravenous (i.v.) injections. Before
   infusion, the percentages of NK cells (donor 1 transduced NK cells,
   donor 1 untransduced NK cells, and donor 2 NK cells) and donor 2 T
   cells were characterized in detail by staining the cells with
   anti-hCD45-FITC, anti-CD3-BUV395, anti-CD56-PE-Cy7, anti-HLA-ABC-PE,
   anti-HLA-A2-PerCP-Cy5.5, anti-PD-L1-APC (or anti-HLA-E-APC when SCE
   overexpressed cells were infused), anti-CD69-BV711,
   anti-anti-CD107a-APC-Cy7 and evaluated by flow cytometry. The antibody
   panel was designed using FluoroFinder and evaluated (Supplementary
   Figs. [237]12 and [238]19). Peripheral blood from mice was obtained on
   day 7, day 14, and day 21, by facial bleeding into an EDTA-coated tube.
   Red blood cells were lysed with 4 ml (10× the blood volume) ACK buffer
   (ThermoFisher Scientific #A1049201) for 10 min on the ice. Cells were
   then washed twice with FACS buffer (PBS + 1% BSA) and then stained with
   the above antibody panel. Mice were euthanized by carbon dioxide
   (CO[2]) inhalation followed by cervical dislocation on day 21, lung,
   liver, spleen, and bone marrow were collected, and leucocytes were
   isolated from the organs as described previously^[239]55. In brief, the
   tissues (lung, liver, and spleen) were diced using surgical scissors on
   a 10-cm sterile cell culture plate and resuspended in 4 ml RPMI-1640.
   The diced tissues were further homogenized with gentleMACS Tissue
   Dissociator. Leucocytes were isolated using the Percoll density
   separation method. The bone marrow cells were aspirated using a 28 G
   insulin needle, lysed with ACK buffer, and filtered through a 40 µm
   cell strainer to acquire a single-cell suspension. After separation,
   the cells from the tissues were stained with the above antibodies. All
   the samples were analyzed on a FACS Symphony A3 instrument.
   For tumor killing experiment, xenograft models were established by
   intravenous injection of 0.5 × 106 Raji-luciferase cells into NSG MHC
   I/II DKO mice. Two days later, 4 million allogeneic CAR NK cells and 4
   million PBMCs from a different donor were infused into mice through
   intravenous injection. Tumor burden was assessed on day 7, day 14, and
   day 21, using the IVIS Lumina Series III (Perkin Elmer). BLI intensity
   was analyzed by Aura imaging analysis software. Blood was collected on
   day 14, and blood, lung, liver, spleen, and bone marrow were collected
   when the mice met the prespecified endpoints according to approved
   protocols. The blood and tissues were processed and stained with
   antibodies, as described above.
Flow cytometer
   Flow cytometry was performed on FACS Symphony A3 cytometer or Sony
   ID7000 spectral cytometer and analyzed using FlowJo software. Cell
   sorting was performed using a FACS Aria 3 sorter.
RNA-seq, mapping, and analysis
   NK cells isolated from 4 unrelated donors were transduced with
   lentivectors expressing shRNA #1 + MSLN CAR, shRNA #1 + MSLN
   CAR + PD-L1, and shRNA #1 + MSLN CAR + SCE, respectively. Untransduced
   NK cells from the same donors were used as controls. NK cells were
   labeled with CTV cultured in media alone or cocultured with OVCAR8
   cells for 18 h in triplicates. The cocultured NK cells were purified by
   FACS sorting the CTV^+ cells, and NK cells without coculture were
   obtained by pipetting from the wells. For RNA-seq, around 0.5 × 106
   live NK cells for each sample were processed. RNA extraction and cDNA
   libraries were performed using the NEBNext Ultra II RNA Library Prep
   Kit (NEB #E7770L) per the manufacturer’s instructions. Libraries were
   sequenced using the Illumina NovaSeq SP 100-nt kit (illumina
   #20028402). RNA-seq reads were aligned to the human genome with Salmon
   (v0.14.1) using Ensembl Homo sapiens GRCh38 (release 112) transcript
   annotations. The resulting counts were analyzed in R (v4.3.2) using
   tximport (v1.30.0) and DESeq2 (v 1.42.1) for differential expression
   analysis. The Wald test and Bonferroni post-hoc correction were used to
   identify differentially expressed genes. Log fold change (LFC)
   shrinkage was performed on differentially expressed genes with apeglm
   LFC shrinkage algorithm^[240]56. Gene set enrichment analysis (GSEA)
   was performed using fgsea (v 1.29.1), and the p-values were calculated
   with weighted Kolmogorov–Smirnov statistic tests and adjusted using the
   Benjamini–Hochberg correction. Gene sets were curated from the msigDB
   (v 7.5.1) database. Data visualization was done with ggplot2 (v3.5.0).
Statistical analysis
   The data were analyzed statistically using Prism Version 8 or SPSS
   Statistics Package 25 (SPSS Inc., Chicago, USA). One-way or two-way
   ANOVA with Tukey’s multiple comparisons was performed between the
   indicated groups to determine the statistical difference. For the
   survival of mice, the data were analyzed using Kaplan–Meier method
   incorporated in Prism.
Reporting summary
   Further information on research design is available in the [241]Nature
   Portfolio Reporting Summary linked to this article.
Supplementary information
   [242]Supplementary Information^ (4.6MB, pdf)
   [243]Transparent Peer Review file^ (484KB, pdf)
   [244]Reporting Summary^ (120.3KB, pdf)
Source data
   [245]Source Data^ (62.3KB, xlsx)
Acknowledgements